| Clinical Orthopaedics and Related Research |
| © The Association of Bone and Joint Surgeons 2008 |
| 10.1007/s11999-008-0242-3 |
Simon D. Steppacher1, Moritz Tannast1
, Reinhold Ganz1 and Klaus A. Siebenrock1
| (1) | Department of Orthopaedic Surgery, Inselspital, University of Bern, Murtenstrasse, 3010 Bern, Switzerland |
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Moritz Tannast Email: moritz.tannast@insel.ch |
Received: 2 November 2007 Accepted: 19 March 2008 Published online: 1 May 2008
Dysplasia of the hip is a frequent cause of secondary osteoarthritis (OA) [29, 31, 32]. Although THA is the preferred treatment for older patients who are not expected to outlive the implant or in whom only few revisions are anticipated, arthroplasty becomes a less desirable solution in younger, more active patients in whom the cause of OA can be mechanically corrected. The goal of contemporary joint-preserving hip surgery is to correct these anatomic abnormalities ideally to prevent or at least retard the development of secondary OA.
In 1984, the Bernese periacetabular osteotomy (PAO) for treatment of developmental dysplasia of the hip (DDH) in adolescents and adults was introduced by one of the senior authors (RG) [10]. We have performed this procedure more than 1100 times at our institution and its use has spread worldwide. The Bernese PAO reportedly has favorable short-term and 10-year results [6, 8, 21, 30, 33, 40, 41, 47, 57], but the longer-term outcomes are unknown.
We raised the following questions: (1) what is the 20-year cumulative survivorship of hips that undergo the Bernese PAO?; (2) will the clinical scores and (3) the radiographic measures be maintained with time?; (4) do any demographic (age, gender, body mass index), clinical (hip pain, range of motion [ROM], walking ability, pain provocation tests), radiographic (osteoarthrosis, morphologic features of the femoral head, acetabular coverage and orientation), or surgery-related factors (concomitant intertrochanteric osteotomy [IO] or previous surgeries) predict a poor outcome? Finally, we compared our outcomes with the natural history and with the results of other osteotomies.
|
Parameter |
Value |
|---|---|
|
Number of patients (hips) |
63 (75) |
|
Percentage of bilateral hips |
16 |
|
Age at surgery (years) |
29.3 ± 11.6 (13–56) |
|
Gender (percent male of all hips) |
23 |
|
Side (percent right of all hips) |
49 |
|
Weight (kg) |
61 ± 11.4 (41–86) |
|
Height (cm) |
166 ± 8.6 (149–186) |
|
Body mass index (kg/m2) |
22.1 ± 3.1 (15.8–28.2) |
|
Operation time (hours) |
3.5 ± 0.73 (2.0–5.0) |
|
Blood loss (L) |
2.0 ± 0.86 (0.8–4.5) |
|
Red blood cell concentrates (units) |
3.8 ± 1.93 (1–11) |
|
Concomitant intertrochanteric osteotomy (percent) |
21 |
|
Previous surgery to attempt sufficient coverage (percent) |
31 |
|
Sphericity index [48] (percent) |
79 ± 9.1 (53–95) |
|
Severin classification [44] (percent) |
|
|
Class 1 |
— |
|
Class 2 |
1 |
|
Class 3 |
50 |
|
Class 4 |
44 |
|
Class 5 |
5 |
|
Class 6 |
— |
|
Preoperative osteoarthritis score according to Tönnis [55] (percent) |
|
|
Grade 0 |
43 |
|
Grade 1 |
33 |
|
Grade 2 |
21 |
|
Grade 3 |
3 |
Using our patient records, we identified all patients of the series who had known conversion to a THA and the date of conversion. Contacting the remaining patients by phone, again the date of THA was recorded, allowing for calculation of the cumulative survivorship. We clinically and radiographically evaluated the patients with surviving joints at the outpatient clinic. These results for the survivor and the nonsurvivor groups were compared with the preoperative and 10-year followup status and the initial data were tested for predictive factors.
At followup, five patients (seven hips [9%]) were not available. One patient with bilateral osteotomies died during the observation period 6 years postoperatively from a cause unrelated to the osteotomy. Four patients (five hips [7%]) were lost to followup; two had an uneventful postoperative course with followup of 1.2 and 1.8 years, respectively; three hips with a followup of 10.6, 11.3, and 11.5 years had good to excellent clinical results (Merle d’Aubigné and Postel scores ranging from 16 to 18) without severe radiographic signs of OA (OA Grade 2 or greater according to Tönnis [55]) or conversion to a THA at final followup. The minimum followup of the remaining 58 patients (68 hips [91%]) was 19 years (mean, 20.4 ± 1.1 years; range, 19–23 years). This study was approved by the local Institutional Review Board.
One of the authors (SDS) assessed the 58 patients at last followup with the Merle d’Aubigné and Postel score [27]. The Merle d’Aubigné and Postel score was graded as poor below 12, fair from 12 to 14, good from 15 to 17, and excellent with 18 points [27]. The anterior impingement and apprehension tests were assessed indicating a possible labral lesion anterosuperior or posteroinferior [18, 46, 52]. Additionally, the full goniometric ROM and gait were analyzed. All parameters were documented preoperatively and at 10 and 20 years postoperatively.
|
Parameter |
Preoperative value |
Postoperative value |
p Value |
|---|---|---|---|
|
Lateral center edge angle [60] (degrees) |
6 ± 9.0 (−24–25) |
34 ± 12.3 (10–55) |
< 0.001 |
|
Anterior center edge angle [24] (degrees) |
4 ± 13.8 (−20–24) |
26 ± 13.1 (12–50) |
< 0.001 |
|
Acetabular index [56] (degrees) |
26 ± 10.6 (12–50) |
6 ± 10.7 (−15–18) |
< 0.001 |
|
Extrusion index [31] (percent) |
37 ± 11.8 (7–81) |
10 ± 9.9 (−13–37) |
< 0.001 |
|
ACM angle [16] (degrees)+ |
46 ± 9.7 (31–70) |
45 ± 5.6 (34–60) |
0.846 |
|
Crossover sign [42] (percent positive) |
36 |
17 |
0.007 |
|
Posterior wall sign [42] (percent positive) |
92 |
70 |
< 0.001 |
|
Shenton’s line intact (percent intact) |
39 |
62 |
0.004 |
|
Caudocranial coverage (percent) |
64 ± 15.1 (12–100) |
88 ± 15.8 (63–100) |
< 0.001 |
|
Anterior coverage (percent) |
15 ± 7.4 (0–31) |
18 ± 10.0 (1–56) |
0.041 |
|
Posterior coverage (percent) |
35 ± 11.0 (8–63) |
45 ± 14.4 (8–72) |
< 0.001 |
|
Parameter |
Preoperative |
10-year Followup |
20-year Followup |
|---|---|---|---|
|
Merle d’Aubigné & Postel score [27] |
15.2 ± 1.6 (9–18) |
16.7 ± 1.4 (13–18)* |
15.8 ± 2.1 (10–18)† |
|
Limp (percent of all patients) |
66 |
34* |
41* |
|
Anterior impingement test [52] |
|||
|
(percent of all hips) |
20 |
24 |
38* |
|
Apprehension test [52] |
|||
|
(percent of all hips) |
7 |
7 |
7 |
|
Range of motion |
|||
|
Flexion |
117 ± 13.0 (90–130) |
100 ± 11.2 (80–130)* |
93 ± 11.5 (60–110)* |
|
Extension |
1 ± 7.8 (−20–20) |
3 ± 4.9 (0–15) |
3 ± 4.5 (0–10) |
|
Internal rotation |
41 ± 13.5 (20–70) |
32 ± 15.4 (0–60)* |
18 ± 11.2 (0–40)* |
|
External rotation |
35 ± 14.9 (0–70) |
17 ± 12.4 (0–40)* |
14 ± 11.1 (0–40)*,† |
|
Abduction |
38 ± 9.2 (20–60) |
33 ± 9.3 (20–50)* |
29 ± 6.6 (15–40)* |
|
Adduction |
30 ± 7.9 (10–50) |
27 ± 6.6 (15–40) |
25 ± 5.2 (20–30) |
We tested normal distribution of all continuous parameters with the Kolmogorov-Smirnov test. Because none were normally distributed, we used only nonparametric tests. The cumulative survivorship was performed according to Kaplan and Meier [19] with the end point defined as conversion to THA or fusion of the hip. To detect differences between preoperative and postoperative radiographic values, we used the Wilcoxon signed rank test for continuous data and Fisher’s exact test for binominal data. To compare clinical and radiographic parameters preoperative and at 10- and 20-year followups, the Friedman test was applied. The Cox proportional hazards model was used to detect factors predicting poor outcome and to calculate the corresponding hazard ratios [7]. When a predictive factor with a nonnominal scale was found, differences in terms of the survivorship between the two groups were calculated using the log-rank test. When a survival analysis regarding preoperative OA grades was performed, the only Grade 3 OA according to Tönnis [55] (that was not lost-to-follow-up) was treated as Grade 2 OA.
At 20 years, the mean Merle d’Aubigné and Postel score of all patients decreased (p = 0.004) in comparison to the 10-year value and was similar to (p = 0.095) the preoperative score, mainly related to an re-increase of the pain status. The 41 surviving hips (60%) had a mean Merle d’Aubigné and Postel score of 15.8 ± 2.1 (Table 3) at last followup. Of these, eight hips (20%) were graded as excellent, 25 (61%) as good, six (15%) as fair, and two (5%) as poor. The mean Merle d’Aubigné and Postel score increased (p < 0.001) from the preoperative status in comparison to the scores at 10 years (Table 3). Flexion (p < 0.001), internal (p < 0.001) and external rotation (p < 0.001), and abduction (p = 0.005) in the survivor group were decreased compared with the preoperative status (Table 3). The prevalence of limping decreased (p = 0.023) at the 20-year followup compared with the preoperative status. The prevalence of the anterior impingement test was significantly increased (p = 0.044) at last followup compared with the preoperative status. The prevalence of the apprehension test was not significantly different (p = 1.000) at the 20-year followup compared with the preoperative status (Table 3).
|
Parameter |
Hazard ratio |
p Value |
|---|---|---|
|
Demographic |
||
|
Age (per year older) |
1.08 (1.04–1.11) |
<0.001 |
|
Clinical |
||
|
Merle d’Aubigné and Postel score [27] (per point lower) |
1.31 (1.16–1.48) |
<0.001 |
|
Positive preoperative anterior impingement test [52] |
6.17 (2.68–14.21) |
<0.001 |
|
Preoperative limp |
2.87 (1.34–6.17) |
0.007 |
|
Radiographic |
||
|
Preoperative grade of osteoarthritis [55] (per grade higher)* |
3.39 (2.04–5.63) |
<0.001 |
|
Postoperative extrusion index [31] (per percent less) |
1.11 (1.06–1.16) |
<0.001 |
Dysplasia of the hip frequently leads to early asymptomatic and symptomatic hip degeneration. The goal of contemporary joint-preserving hip surgery is to correct the anatomic abnormalities leading to early degeneration ideally to prevent or at least retard the development of secondary OA. The goal of the Bernese PAO is to specifically correct deficient acetabular coverage in hips with developmental dysplasia to prevent secondary osteoarthrosis. We raised the following questions: (1) what is the 20-year cumulative survivorship of hips that had the Bernese PAO?; (2) will the clinical scores and (3) the radiographic measures be maintained with time?; (4) do any demographic (age, gender, body mass index), clinical (hip pain, ROM, walking ability, pain provocation tests), radiographic (osteoarthrosis, femoral head morphology, acetabular coverage and orientation), or surgery-related factors (concomitant intertrochanteric osteotomy [IO] or previous surgeries) predict a poor outcome? Finally, we compared our outcomes with the natural history and with the results of other osteotomies.
In additional to the lack of a control group, there are three other limitations to our study. First, clinical parameters of all patients were assessed by different observers at each followup. This is unavoidable for a longitudinal study design spanning more than 20 years. In the literature, substantial interobserver agreement and intraobserver agreement have been reported for the Merle d’Aubigné and Postel score [20], limp [4], and ROM, particularly flexion [14], internal [14, 62] and external [14] rotation, and abduction [14, 26]. Most of these parameters differed between the preoperative and 20-year followup status and therefore we believe these limitations do not influence the results of this study to a large extent. We identified no publication about the reliability and correlation with morphologic findings intraoperatively or in MRIs of the anterior impingement test. This should be considered when comparing the rates of positive anterior impingement tests at the different followups or interpreting the anterior impingement test as a predictive factor. Second, this series of patients reflects the learning curve and the first experiences of a new surgical technique that could be associated with a higher rate of complications [40, 47]. Third, there was considerable heterogeneity in terms of indications, varying degrees of dysplasia [44], OA grade, high number of previous operations, and additional underlying diseases. Although these variations likely reduced the overall 20-year survivorship results, these variations allow an analysis of factors predicting long-term survival.
We identified six factors predicting poor outcome (Table 4). One was demographic, three were clinical, and two were radiographic factors. A substantial number of these factors were associated with an already advanced stage of joint degeneration at the time of surgery as could be proven for other types of acetabular reorientation procedures: the preoperative OA score [21, 28, 30, 36, 43, 58], a decreased preoperative Merle d’Aubigné and Postel score [58], a preoperative limp, and a positive anterior impingement test indicating a labral lesion [18, 46, 52]. In addition, advanced age [64] was a risk factor for early conversion to THA. The only one of these parameters positively influenced by surgery was the postoperative extrusion index. An undercorrected hip with an extrusion index greater than 20% is prone to develop end-stage OA during the postoperative course. An aspherical femoral head could not be correlated with failure according to these data [30]. Compared with the 10-year result of the same patient series reported earlier [47], the Merle d’Aubigné and Postel score, preoperative positive anterior impingement test and limp, and postoperative extrusion index were new predictive factors. We could not confirm a diminished ACE or an acetabular index less than 0 or greater than 10° predicted poor outcome.
A comparison with the current literature on this topic is difficult. We considered these comparisons in three ways: with the natural course of dysplastic hips, with other acetabular reorientation techniques, and with alternative surgical treatments.
Describing the natural history of hips with dysplasia, Hartofilakidis et al. [12] reported all referred dysplastic hips with a subluxation (ie, broken Shenton’s line) would undergo a THA by the age of 45. These authors would not, of course, be able to comment on asymptomatic patients with subluxation or those who were not symptomatic enough to warrant a referral; many of these patients might undergo THA at a later age or not at all. Others [59] suggest an “inevitability of disabling coxarthrosis” in patients with recognized subluxation. In our study cohort, 54% of all hips with preoperative subluxation (Severin Grade 4 and higher) did not have additional surgery at a mean age of 41 years with a mean Merle d’Aubigné score of 16 points. Murphy et al. [31] reported that all hips with an LCE angle less than 16° or an acetabular index greater than 15° ultimately would develop end-stage OA. In our symptomatic patient cohort, 54% with these radiographic characteristics had no additional surgery at the latest followup (mean age, 44 years). Given more than half of our patients with subluxation did not have additional surgery, we suggest the PAO provides outcomes superior to the natural history in symptomatic patients.
|
Authors |
Year |
Technique |
Followup (years) |
Number (hips) |
Age (years) |
Survival rate (percent)* |
|---|---|---|---|---|---|---|
|
Current study |
2007 |
Bernese |
20.4 (19–23) |
75 |
29.3 (13–56) |
60.5 |
|
Kralj et al. [21] |
2005 |
Bernese |
12 (7–15) |
26 |
33.5 |
85 |
|
Siebenrock et al. [47] |
1999 |
Bernese |
11.3 (10–14) |
75 |
29.3 (13–56) |
82 |
|
Trumble et al. [57] |
1999 |
Bernese |
4.3 (2–10) |
123 |
32.9 (14–54) |
94 |
|
Clohisy et al. [6] |
2005 |
Bernese |
4.2 |
16 |
17.6 (13.0–31.8) |
100 |
|
Hsieh et al. [15] |
2003 |
Modified Bernese |
4.2 (2–5) |
46 |
31 (18–58) |
100 |
|
Pogliacomi et al. [41] |
2005 |
Bernese |
4 (1.5–8) |
36 |
35 (15–55) |
94 |
|
Peters et al. [40] |
2006 |
Bernese |
3.8 (2.5–7.3) |
83 |
28 (15–47) |
96 |
|
Naito et al. [35] |
2005 |
Modified Bernese |
3.8 (2–8.3) |
128 |
35.2 (16–59) |
98 |
|
Dagher et al. [8] |
2003 |
Bernese |
3.5 (2–6) |
64 |
31 (14–59) |
91 |
|
Murphy et al. [30] |
2002 |
Bernese |
Minimum 2 years |
52 |
35.1 (15.8–55.1) |
89† |
|
Murphy et al. [33] |
1999 |
Bernese |
(3–7) |
94 |
29 |
98 |
|
Thomas et al. [54] |
2007 |
Salter |
43 (40–48) |
77 |
2.8 (1.5–4.7) |
69 |
|
Böhm and Brzuske [3] |
2002 |
Salter |
31 (26–35) |
73 |
4.1 (1.3–8.8) |
93 |
|
Windhager et al. [61] |
1991 |
Chiari |
25 (20–34) |
236 |
14.1 (2.6–51.3) |
91 |
|
Schramm et al. [43] |
2003 |
Spherical |
23.9 (22–29.3) |
22 |
24.4 ± 9.7 |
68 |
|
Takatori et al. [50] |
2001 |
Rotational |
19.8 (15–22) |
15 |
24.3 (20–28) |
100 |
|
Ohashi et al. [39] |
2000 |
Chiari |
17 (4–37) |
86 |
18.2 (6–48) |
94 |
|
Lack et al. [22] |
1991 |
Chiari |
16 (10–21) |
100 |
38 (30–59) |
80 |
|
van Hellemondt et al. [58] |
2005 |
Triple |
15 (13–20) |
51 |
28 (15–46) |
88 |
|
Calvert et al. [5] |
1987 |
Chiari |
14 (10–19) |
52 |
19.8 (3–41) |
94 |
|
Nakamura et al. [36] |
1998 |
Rotational |
13 (10–23) |
145 |
28 (11–52) |
95 |
|
Yanagimoto et al. [63] |
2005 |
Chiari |
13 (10–20) |
74 |
32 (6–64) |
97 |
|
Takatori et al. [49] |
2000 |
Rotational |
13 (10–18) |
28 |
33 (19–40) |
96 |
|
Miller et al. [28] |
2005 |
Dial |
12.6 (5.6–20.2) |
44 |
18.9 (8–31) |
86 |
|
Guille et al. [11] |
1992 |
Triple |
12 (10–16) |
11 |
14 (10–16) |
91 |
|
Nozawa et al. [38] |
2002 |
Rotational |
11.4 (10–14.5) |
50 |
31.8 (13–53) |
98 |
|
Yasunaga et al. [64] |
2004 |
Rotational |
10.5 (8–14.5) |
61 |
35 (13–58) |
100 |
|
Ninomiya et al. [37] |
1989 |
Rotational |
7.8 (4–16.6) |
41 |
21.5 (10–40) |
100 |
|
Hasegawa et al. [13] |
2002 |
Rotational |
7.5 (5–10) |
132 |
36.5 (15–59) |
100 |
Good results have been reported with isolated femoral varus ostetotomies [17] or for patients treated with open or closed reduction [1, 25]; however, the patients reported in these series do not represent those in our series.
Despite the fact that our series represents the learning curve of a technically demanding procedure in an inhomogeneous patient group with various previous surgical attempts to achieve sufficient coverage and several concomitant IO, we believe the 20-year results of the first 75 hips are promising. Based on the predictive factors we identified, we suggest the ideal patient for this surgical procedure is young (younger than 30 years) with no or slight preoperative OA (OA score 0 or 1) and no severe hip pain. A positive anterior impingement test suggests an anterior labral lesion and therefore a worse prognosis. A major surgical difficulty is to find the correct balance between undercorrection and overcorrection of the acetabular fragment and to restore correct anteversion. Undercorrection should be avoided because a postoperative extrusion index less than 20% predicts worse outcome. However, overcorrection with acetabular retroversion may cause subsequent painful femoroacetabular impingement [34], which also predicts a worse outcome. We believe these long-term results show PAO is an effective technique for treating symptomatic DDH in selected patients and can maintain the natural hip for at least 19 years in most patients.